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Core Unit:
| 1 | BSBOPS504 | Manage business risk |
| 2 | FNSCRD511 | Respond to personal insolvency situations |
| 3 | FNSCRD514 | Identify and manage credit risk |
| 4 | FNSCRD515 | Respond to corporate insolvency situations* |
| 5 | FNSINC411 | Conduct work according to professional practices in the financial services industry |
| 6 | FNSORG411 | Conduct individual work within a compliance framework |
| 7 | FNSORG512 | Develop, implement and monitor policy and procedures |
Elective Unit:
| 1 | BSBAUD412 | Work within compliance frameworks |
| 2 | BSBCMM511 | Communicate with influence |
| 3 | BSBCRT511 | Develop critical thinking in others |
| 4 | FNSINC513 | Identify and apply complex ethical decision making to workplace situations |
| 5 | FNSINC514 | Apply ethical frameworks and principles to make and act upon decisions |
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