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Core Unit:
| 1 | FNSINC411 | Conduct work according to professional practices in the financial services industry |
| 2 | FNSINC513 | Identify and apply complex ethical decision making to workplace situations |
| 3 | FNSRSK411 | Apply risk management strategies to own work |
Elective Unit:
| 1 | BSBAUD514 | Interpret compliance requirements |
| 2 | FNSCUS511 | Develop and maintain professional relationships in financial services industry |
| 3 | FNSFMK515 | Comply with financial services regulation and industry codes of practice |
| 4 | FNSINC412 | Apply and maintain knowledge of financial products and services |
| 5 | FNSINC514 | Apply ethical frameworks and principles to make and act upon decisions |
| 6 | FNSRSK511 | Undertake risk identification |
| 7 | FNSSAM612 | Identify and evaluate marketing opportunities in the financial services industry |
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