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Core Unit:
| 1 | FNSFMK516 | Review and confirm human resources and IT systems satisfy requirements of licence |
| 2 | FNSFMK523 | Comply with requirements of licence and regulatory framework |
| 3 | FNSFMK619 | Develop and implement policies and procedures to support organisational values and culture |
| 4 | FNSINC513 | Identify and apply complex ethical decision making to workplace situations |
| 5 | FNSINC514 | Apply ethical frameworks and principles to make and act upon decisions |
Elective Unit (Group A):
| 1 | FNSRSK511 | Undertake risk identification |
Elective Unit (Group B):
| 1 | FNSASICS513 | Provide wholesale advice in foreign exchange |
| 2 | FNSFMK515 | Comply with financial services regulation and industry codes of practice |
| 3 | FNSIAD511 | Provide appropriate services, general advice and products to clients |
| 4 | FNSIAD512 | Develop financial investment options and strategies for clients |
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