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Core Unit:
| 1 | BSBAUD515 | Evaluate and review compliance |
| 2 | BSBAUD601 | Establish and manage compliance management systems |
| 3 | BSBOPS504 | Manage business risk |
| 4 | FNSORG512 | Develop, implement and monitor policy and procedures |
| 5 | FNSRSK511 | Undertake risk identification |
| 6 | FNSRSK512 | Assess risks |
| 7 | FNSRSK611 | Develop and implement risk mitigation plan |
| 8 | FNSRSK612 | Determine and manage risk exposure strategies |
Elective Unit:
| 1 | BSBAUD412 | Work within compliance frameworks |
| 2 | BSBAUD514 | Interpret compliance requirements |
| 3 | FNSACC521 | Provide financial and business performance information |
| 4 | FNSACC526 | Implement and maintain internal control procedures |
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