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Core Unit:
| 1 | FNSCUS516 | Record and implement client instructions |
| 2 | FNSFPL614 | Develop financial plans |
| 3 | FNSFPL615 | Present and negotiate financial plans |
| 4 | FNSFPL616 | Implement financial plans |
| 5 | FNSFPL621 | Comply with ethical and operational guidelines, legislation and regulations in financial planning |
| 6 | FNSFPL622 | Conduct financial planning analysis and research |
| 7 | FNSINC411 | Conduct work according to professional practices in the financial services industry |
| 8 | FNSINC511 | Conduct financial product research to support product recommendations |
| 9 | FNSPRM611 | Monitor and review organisational system compliance with legislation and regulations |
Elective Unit (Group A):
| 1 | FNSFPL620 | Prepare advice in insurance broking |
Elective Unit (Group B):
| 1 | BSBAUD514 | Interpret compliance requirements |
| 2 | FNSINC514 | Apply ethical frameworks and principles to make and act upon decisions |
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